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FSSC 22000The audit process

The FSSC 22000 audit process

In an FSSC 22000 audit, an accredited certification body checks whether your food safety system meets the three building blocks of the scheme: ISO 22000, the sector-specific PRPs and the 18 additional requirements. An initial certification consists of a stage 1 audit (document review) and a stage 2 audit (shop floor check). After that come annual surveillance audits and recertification after three years. You can find accredited certification bodies via the RvA (Dutch Accreditation Council) . The scheme is managed by Foundation FSSC .

FSSC 22000 has one key difference from ISO 22000 when it comes to audits. The unannounced audit is mandatory. At least once in every three-year cycle, the certification body visits your site without advance notice.

On this page

We cover all audit types, the mandatory unannounced audit, what an audit day looks like and what happens when there are findings.

Overview of audit types

Audit typeAnnounced?FrequencyFocus
Stage 1 (initial)YesOnce, at certificationDocument review
Stage 2 (initial)YesOnce, at certificationShop floor, interviews, records
Surveillance auditYes or unannouncedAnnualHow the system works in practice
Unannounced auditNoAt least once per three-year cycleDay-to-day practice
RecertificationYesEvery 3 yearsFull system

Initial audits (stage 1 and stage 2) and recertification audits are always announced. Only surveillance audits can be unannounced.

Stage 1: document review

During the stage 1 audit, the auditor checks whether your documentation is in order. This is a desk audit. It often takes place remotely, or on site shortly before stage 2.

The auditor assesses:

  • scope and food chain category;
  • hazard analysis and HACCP plan;
  • PRP documentation for each sector specification;
  • how the 18 additional requirements are covered;
  • results of the internal audit and management review.

You call findings from stage 1 minor observations or major findings. You must demonstrably address major findings before stage 2.

Stage 2: shop floor audit

Stage 2 always takes place on site. The auditor walks through the production area, speaks to staff and checks whether practice matches the documented procedures.

A stage 2 audit at a medium-sized food company usually takes one to two days, depending on the complexity of the scope.

The unannounced audit: mandatory for FSSC 22000

This is the most discussed part of the FSSC audit regime. The rules are:

  • At least one surveillance audit in every three-year cycle is unannounced.
  • The certification body announces the unannounced audit on the day itself, or names a window of 9 months in which the visit takes place.
  • The time window: at the earliest 3 months after the previous audit, and at the latest 12 months after the previous audit.
  • Initial certification and recertification are always announced.

In practice, the certification body might say something like: “The unannounced audit will take place in the period from 1 September to 31 May.” You then know the auditor may call at any point in that window, or be at the door straight away. Some certification bodies call one hour in advance.

Example: a soup factory was certified in April 2024. The unannounced audit may take place from July 2024 to April 2025. On a Monday in November, the auditor turns up at the door without notice. They join the morning production run and check the cold storage temperature records from the previous week.

This differs fundamentally from ISO 22000, where an unannounced audit is not mandatory. Read more about that difference at FSSC 22000 vs ISO 22000.

What an audit day looks like in practice

A typical stage 2 audit day runs as follows:

  1. Opening: the auditor introduces themselves and discusses the programme for the day.
  2. Tour of production: inspection of hygiene, PRPs, labelling and working methods.
  3. Interviews with staff: questions about procedures, allergen management and reporting duties.
  4. Document review on site: records, logbooks, corrective action overviews.
  5. Closing meeting: the auditor shares findings and discusses any non-conformities.

Staff who cannot explain their own procedure are a common audit finding. Food safety knowledge should not sit only with the quality manager.

Non-conformities and corrective actions

An auditor recognises two types of findings:

Finding typeWhat does it mean?Time limit to fix
Minor non-conformityRequirement not fully demonstrated, low riskUsually 30 to 90 days
Major non-conformityRequirement not met in a material way, serious riskShow your approach before the certificate is issued or renewed

For a major non-conformity, the certification body gives you the chance to submit an action plan and resolve the issue. Only then is the certificate issued or renewed. If you do not resolve it, the certification body suspends or withdraws the certificate.

Next steps

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